Regulatory Reporting Officer Regulatory Reporting Officer …


in London, United Kingdom
Permanent, Full time
Last application, 27 Sep 21

in London, United Kingdom
Permanent, Full time
Last application, 27 Sep 21
Posted by:
Emilia Thomas • Recruiter
Posted by:
Emilia Thomas
MERJE are currently searching for a Reg Reporting Officer for a large corporate bank within their FX part of the business. This is a first line of defence SME role which will primarily cover the UK FX business with inputs globally. The candidate will work effectively within the EMEA function to promote consistency, quality and value add to the business in everything that they do. They will also need to demonstrate a practical, common sense approach and be comfortable undertaking a full range of activities in a very fast paced environment.

The role will cover EMEA business and will report to UK Transactional Banking Manager. Ideally the candidate will be able to demonstrate their SME knowledge in the following areas of regulation: EMIR, Dodd Frank (aligning with US colleagues to ensure appropriate reporting), MIFID, SFTR


Daily BAU exception investigation for all trade and transaction reporting

Resolution and root cause analysis of any reporting failures or other issues, working with IT to remediate

Own the Quality Assurance Process – ensuring external vendors are engaged and manage exceptions to closure

End to end reconciliation of Transaction reporting for completeness

Own, create and maintain regulatory procedures for the business

Ownership of risk events and managing of Errors and Omissions process

Oversight of regulatory change impacting trade and transaction reporting

UAT testing relating to any aspect of regulation attached to projects / workstreams

Maintain and create a robust controls framework for any Operations related regulatory responsibilities

Undertake horizon scanning for future regulation that will impact the business 

EMIR Reconciliation Portfolio reporting for clients

Ownership of MiFID reports, including preparation, coordinating signoff and publication to website

Ownership of Regulatory BRDs

Skills and Requirements

Be able to act as a conduit between Operations and UK compliance

Exceptional judgement and critical thinking skills

Ability to prepare and present data in a way that is understandable to all stakeholders

The ability to work independently and challenge effectively

The ability to build strong relationships and collaborate across the business

Strong organizational and time management skills

Driven and willing to take on responsibility for delivering initiatives

Able to work across different teams to drive the right outcomes

Strong Excel skills

The individual should have an entrepreneurial, collaborative approach and a flexible style that allows for the input of others. They must share the core values of the business and be focused on achieving the best outcome for the organization versus individual achievement. They must have a proven track record of delivering results  

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