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Regulatory Reporting Analyst

Tradition
London, United Kingdom
Posted 1 day ago Hybrid Permanent £45k - £55k
I
Posted by
Ian Filmer
Head of Talent Acquisition
Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. CFT is represented in over 28 countries, employing over 2,500 people. Tradition’s goal is to provide superior client services. It believes its business success is a direct reflection of its employees and recruits. As such, teamwork, creativity, reliability and integrity are components of a work ethic taken very seriously since the company was founded in 1959.

Tradition is currently seeking to appoint a Regulatory Reporting Analyst to be based within the London office.

Main responsibilities within the Regulatory Reporting Analyst position include:

  • Control day to day activities of the MiFID II Transaction and Transparency reporting for Tradition entities
  • Daily reconciliations and escalating breaks to the relevant teams
  • Manage client communications  to ensure uploading of their trader data to vendor platform
  • Active monitoring of client, vendor and internal queries
  • Management of uploading Broker details onto the relevant platforms and external vendor platforms
  • Review and co-ordinate UAT testing for MiFID II reporting changes
  • Coordination between Operations, Technology and Compliance teams
  • Review reporting rejection and conduct deep-dive analysis 

Key skills, experience and competencies required to be successful in this role:

  • Excellent communication skills with the ability to communicate across the firm
  • Strong Data consolidation/ manipulation experience through Excel.
  • An in depth understanding of MiFID transaction reporting obligations.
  • Ability to produce analysis, workflows and technical requirement documents.
  • Knowledge of MiFID regulations.
  • Proven ability to analyse current and future regulatory requirements with the ability to implement into specific processes and systems.
  • Basic Product understanding

Desirable / Advantageous

  • Knowledge of the different reporting requirements for a Broker in comparison to a venue
  • Experience with using the TRAX ARM/APA and EDS GUI  advantageous not necessary
  • Familiar with XML and JSON language (read only)
Job ID  RRA
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