Regulatory Reporting - Banking

London, England, United Kingdom

A Big 4 Professional Services Firm is looking to make 2 hires into their FS Assurance practice into their Regulatory Reporting team. The roles are at Assistant Manager and Manager level, and will focus on the Banking sector.


The client is looking for individuals with a strong knowledge of prudential regulatory rules and how they apply in-house, combined with an Assurance background.



Role Duties:

  • Working on engagements with clients in the Banking sector, in small-sized teams or larger teams
  • Executing s166 reviews and constructing project reports to the regulators (FCA/PRA) and relevant Engagement Partners as appropriate
  • Advising clients with assurance that their production, validation and submittal of regulatory returns is in line with the latest guidelines
  • Delivering technical advice to clients on regulatory reporting requirements and advisory or assurance projects related to capital and liquidity
  • Providing insight to clients on the latest regulatory developments, and how these could impact their current processes and controls
  • Instructing clients on the practical application of prudential rulings set out by CRDIV/CRR and contained in the FCA/PRA handbooks
  • Developing prudential regulation based training and helping with the preparation of proposals/tenders, client workshops, marketing materials and industry seminars
  • Mentoring other less experienced team members and identifying business development opportunities


Required Experience/Skills:

  • Degree qualified and/or ACA professional qualification is preferable
  • Understanding of regulatory rulings related to the Banking sector, with a prudential focus
  • Experience in either an advisory, assurance or audit capacity from a peer Consultancy, Regulator or Banking firm
  • Knowledge of governance frameworks, process and controls and an awareness of regulatory developments in the Prudential field
  • Technical proficiency in conduct of business, capital and liquidity areas
  • Excellent project management skills and strong stakeholder engagement skills, with first-rate written and verbal communication capability