Regulatory Compliance

  • Salary: GBP60000.00 - GBP65000 per annum
  • Location: London, England, United Kingdom
  • Job Type: Full time
  • Company: JCW Search

Currently recruiting on behalf of a Global Financial Services firm for a candidate to join their regulatory compliance team. The role will focus on implementing and managing compliance programmes across the business and will be responsible for developing policies and procedures to roll out.

Currently recruiting on behalf of a Global Financial Services firm for a candidate to join their regulatory compliance team. The role will focus on implementing and managing compliance programmes across the business and will be responsible for developing policies and procedures to roll out.

Key Responsibilities;

  • Monthly compliance oversight reports designed to provide visibility to theHead of Compliance
  • Regulatory reporting to external bodies including regulators;
  • Ensure timely updates regulatory changes, consultations, speeches from Regulators, and trend analysis/strategic thought on external events, internal risk events and industry positioning;
  • Facilitate regulatory exams, responses to regulatory inquires and the ensure the business partners are prepared for regulatory visits and meetings; preparation of business;
  • Maintain strong engagement and working relationships with regulators, trade bodies and policy makers in developing new regulations and industry standards;
  • Keep up to date a working knowledge of applicable laws, regulations and Company policies to identify the Company's legal obligations based on the Global Legal Inventory for the market and the associated business impact.

Key Experience;

  • Experience in a Compliance/control function;
  • Excellent report writing skills;
  • Ability to determine and contextualize information to display in a value adding way;
  • Attention to detail; and
  • Ability to continue to look to improve reporting to business on compliance matters.
  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website www.jcwresourcing.com