Regulatory Analyst - EMIR and MiFiD BAU Oversight Regulatory Analyst - EMIR and MiFiD BAU Oversight …

iKas International
in London, United Kingdom
Permanent, Full time
Last application, 14 Jan 22
GBP450 - GBP500 per day + (Inside IR35 - Umbrella)
iKas International
in London, United Kingdom
Permanent, Full time
Last application, 14 Jan 22
GBP450 - GBP500 per day + (Inside IR35 - Umbrella)
Ikas International are recruiting on behalf of a market renown Asset Manager who requires a Regulatory-Monitoring Analyst (EMIR and MIFID BAU Oversight) who analyses and monitors systems and processes for EMIR and MIFID regulatory compliance requirements. Covering the day-to-day BAU Coverage.

Ikas International are recruiting on behalf of a market renown Asset Manager who requires a Regulatory-Monitoring Analyst (EMIR and MIFID BAU Oversight) who analyses and monitors systems and processes for EMIR and MIFID regulatory compliance requirements. Covering the day-to-day BAU Coverage.


The successful applicant will be responsible for the day-to-day oversight of the MiFiD and Emir reporting obligations.

  • Understands the workflows associated with regulatory reporting
  • Oversight and validation of daily regulatory reporting reconciliations
  • Adheres to operational procedures and demonstrates a thorough understanding of the department's oversight responsibilities - reviews / revises department procedures in line with workflow requirements
  • Completes projects related to the oversight function and completes appropriate documentation where required.
  • Monitor internal controls and implement procedural changes to mitigate risk and improve group efficiencies
  • Completion of daily tick list and supporting documentation

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