Quality Assurance - Compliance

London, England, United Kingdom

My client, a Top Tier Bank, is looking to make multiple hires in their Quality Assurance team at AVP- or VP-level. The team are responsible for conducting independent reviews on the processes, systems and controls across the 2LoD teams including Compliance, Financial Crime and Regulatory teams.


Key Responsibilities:

  • Assisting the Regional Head with the delivery of the annual, risk-based testing programme across the global 2LoD functions
  • Executing thematic reviews on the controls operated by Compliance, Financial Crime & Regulation
  • Advising senior management on any issues and the required strategic change or remediation actions needed
  • Performing ad-hoc consultancy-style work for senior management and producing accurate MI when necessary


Skills & Qualifications:

  • Solid and in-depth understanding of the regulatory environment, with extensive experience from within a global Financial Services firm (ideally Compliance, Risk or Audit)
  • Practical experience conducting internal audit (or similar review methodologies), including risk-based testing, on a global scale
  • Highly analytical and pragmatic approach to work; able to display flexibility and ensure that high-quality deliverables are met
  • Excellent communication and stakeholder engagement skills and proven experience of MI reporting
  • Working knowledge of Microsoft Excel, Word, Visio and PowerPoint
London, England, United Kingdom London England GB