Pre & Post Trade Compliance Monitoring Pre & Post Trade Compliance Monitoring …

Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP45000 - GBP55000 per annum
Goodman Masson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
GBP45000 - GBP55000 per annum
A Global Asset Manager are seeking someone to join their Compliance team, to focus on pre and post trade compliance monitoring.

A Global Asset Manager are seeking someone to join their Compliance team, to focus on pre and post trade compliance monitoring.

The main responsibilities are as follows:

  • Rule coding of new, and amending existing rules, to include validation checks of construction
  • Completeness checks to identify and eliminate gaps in populated data thus ensuring decision making data extracts are accurate
  • Ensuring daily and monthly manual monitoring activities relating to rules that cannot be coded into the OMS are undertaken
  • Engaging in discussions on ideas to automate where possible, or streamline current manual process
  • Undertaking daily OMS post trade monitoring to include; monitoring and trend analysis of new violations, repeating violations and data violations
  • Ensuring that there is a full audit trail for additions and deletions from the OMS
  • Reconciliation of the OMS to external systems e.g. eFunds
  • To ensure the OMS pre-trade overrides are valid and in-line with client requirements

It is essential that you have:

  • Good knowledge of compliance monitoring, to include: Equities, Fixed Income, Derivatives, Unitised Schemes & Money Market Instruments.
  • At least 2 years experience in an investment management environment
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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