Operations / Compliance Manager

  • £50K + bonus
  • London, England, United Kingdom
  • Permanent, Full time
  • Liquidity Finance LLP
  • 17 May 19

A small successful financial services firm based in the City of London is looking for an Operations / Compliance Manager for their support team. This position will appeal to a pro-active, detail orientated person with strong problem-solving skills, who is looking for a multi-functional role that provides exposure to many areas of the business, such as Operations, Legal and Compliance, while offering flexibility and work life balance.

Overview of Duties: 

  • Post trade operation functions such as confirming trades, ensuring all trades are matched for settlement and resolving any trade queries with clients 
  • Update commission records and produce monthly reporting
  • Facilitate on-boarding of new clients, including liaising with clients and reviewing KYC / AML documentation
  • Maintaining TOMS database static and assist desk in booking trades
  • Liaise with external accountants and conduct bank account reconciliation
  • Assist with ad-hoc projects, admin tasks and day to day running of the office

To qualify for the role: 

  • University degree (ideally in accounting / finance / law / economics)
  • Minimum 3 years of relevant working experience from an investment management, bank or another financial services firm
  • Ideally some previous work experience in a middle office function
  • Attention to detail; ability work efficiently and flexibly
  • Strong verbal and written communication skills 
  • Willingness to learn on the job and build relationships and trust across the firm and with external stakeholders
  • Good working knowledge of Microsoft Office package. Familiarity with Bloomberg and trade booking systems is a plus but not a requirement

Start:  Immediate (due to a key person of the team having to relocate for family reasons)