Onboarding and QA analyst Contract Onboarding and QA analyst Contract …

Financial Services
in London, England, United Kingdom
Contract, Full time
Be the first to apply
Negotiable
Financial Services
in London, England, United Kingdom
Contract, Full time
Be the first to apply
Negotiable
The Onboarding and QA analyst Contract role will require someone who is comfortable with the FCA regulations around onboarding new customers.

The client is a wealth manager based in London.

Description

Working within the Intermediaries Team within a Wealth Management firm, the role will involve performing quality assurance (QA) checks and application of AML risk assessment for newly onboarded Intermediary firms and existing firms, to include:

Reviewing the onboarding, periodic review and event driven review forms to ensure accuracy and 100% completion

Confirm that relevant supporting documentation has been secured for the level of due diligence required, as set out by second line of defence

Provide first line of defence onboarding and financial crime SME support and guidance to the Front Line

Completion of risk assessment for new Intermediary onboarding and existing Intermediary reviews to identify the AML Risk Rating

Escalation of any issues of concern to senior management, with suggested solution(s)

Production of onboarding and reviews management information for senior management

Profile

Minimum 3 years' experience in an Onboarding Team carrying out a QA role within financial services (mandatory)

Excellent knowledge of UK money laundering regulations

Experience of working in a first line of defence role

Strong organisational and communication skills

Ability to prioritize work effectively and work to tight timescales

Strong attention to detail

Job Offer

This role offers a competitive day rate with a great London based wealth management firm.

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