The Financial Regulatory Reporting team is responsible for the production, control and delivery of the Group’s key prudential supervisory reporting and disclosure for Capital, Liquidity, Large Exposures and Leverage, including: COREP (Own Funds, LCR, LE, NSFR, Leverage), Pillar 3 and PRA 110. The team is based in London and supported by teams in India, Poland and Singapore. The team also plays a key support and liaison role for country reg teams, global functions (such as Risk, Compliance and Treasury), Investor Relations and is a key contact for the Bank of England. The team also acts as a centre of subject matter expertise in solvency and liquidity regulations for the business, change functions and Financial Planning and Analytics, advising senior management and supporting external stakeholders.
The Group Liquidity Regulatory Reporting (GLRR) team is responsible for delivering Liquidity reporting for SCB’s UK consolidations including LCR, NSFR, and PRA 110. This is delivered by a team of ~10 in the UK and ~60 located in Global Business Service centres, mainly in Chennai and Bangalore. The team work closely with the Group Financial Reporting team and are key stakeholders in the quarterly disclosure process. The GCRR team designs and operates the control framework, identify and raise change requests for Finance Change to action and perform user acceptance testing. The team works closely with many functions and global locations including Risk, Compliance, ITO, Treasury, FP&A, Investor Relations and country regulatory reporting/balance sheet management teams. They also handle regulatory liaison where necessary, including ad hoc internal and external requests.
In addition, GLRR are responsible for project work which are focused on remediation activities such calculation and process improvement, reconciliation and control and improving the operating model and governance framework. The team also supports on ad hoc and urgent issues impacting solvency and liquidity regulatory reporting.
The role of Manager, Liquidity Regulatory Production Strategy is part of the liquidity RPS team.
Implement defined strategy in conjunction with the overall regulatory change landscape
Part of team with multiple, diverse and senior stakeholders that effects improvements to existing processes.
In depth understanding of the Group’s businesses and products and how they impact regulatory metrics, reporting and associated controls.
Excellent knowledge of liquidity regulations, including current and future rules and regulations and how they apply to SCB.
Financial Markets product expertise
Expertise in systems and processes used to generate regulatory metrics.
Implement the strategy and delivery of assurance with regards to sourcing and transformation of data for the purpose of the review and reporting of liquidity regulatory metrics. This includes working as part of and conjunction with other members of the RPS team and liaising with stakeholders in COE, Global Risk functions, ITO and other teams as required.
People and Talent
Team player with the ability to work autonomously. Contributes to and enhances the Banks culture and values
Proven track record of delivery on defined objectives. Collaborative and encourages the development of others to reach their full potential
Influence change in relation to the control strategy for the production of regulatory metrics in Financial Regulatory Reporting.
Identify control gaps in the end-to-end regulatory reporting process within Finance.
Design or amend and implement suitable controls across the suite of regulatory metrics reported by Financial Regulatory Reporting.
Responsible for the execution and review of controls and investigation of issues that arise from the activities conducted by the RPS team.
Regulatory & Business Conduct
Liaise with senior stakeholders in Group Risk Functions, SCB Businesses, Regulatory Policy, COE, Treasury, Group Financial Reporting, Country functions, Compliance, Investor Relations, Finance Change.
Act as a delegate for others in RPS team for holiday cover etc.