Lead Analyst, Regulatory Control

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • BNY Mellon
  • 18 Apr 19

Lead Analyst, Regulatory Control

Regulatory Oversight Management

This role is part of a newly created Regulatory Control function sitting within Operations and supports management in the day-to-day efforts related to first line of defence regulatory oversight management with laws, rules, regulations and related policies.

Key responsibilities:

Performs research and analyzes relevant information and transactions that warrant further investigation.

Communicates with internal and external parties as needed and makes recommendations on necessary procedural/control changes on regulatory oversight management matters.

This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing.

Strong oral and written communication skills and the ability to implement compliance policies and procedures.

Verify practices against straightforward policies, with moderate supervision. Document findings for management reports .

Gathers data and prepares materials for more senior team members to counsel business personnel on first line of defence compliance with policies.

Contributes to the achievement of team objectives.

Works on projects of limited size and levels of complexity.

Qualifications

Bachelors degree or the equivalent combination of education and experience is required.

Advanced/graduate degree preferred.

Previous Control/Regulatory work experience preferred.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater London-London
Job: Risk
Internal Jobcode: 70403
Organization: CM - Admin-HR08071
Requisition Number: 1904926