Investment Management Compliance Officer

  • 300 - 400/daily (based on experience)
  • London, England, United Kingdom
  • Contract, Full time
  • Venn Group
  • 09 Aug 17 2017-08-09

Currently recruiting a compliance officer for a prestigious investment management firm in the City of London.

A prestigious investment management firm is looking for an experienced and “hands on” Compliance Officer to assist the Head of Compliance in everyday duties. Knowledge of AIFMD, UCITS is essential and previous experience with Charles River will be an advantage.

Underpinning this role is the performance of various monitoring tests in line with the firms’ Compliance Monitoring Programme. You will also need to maintain the highest standards of confidentiality, overseeing the upkeep of compliance logs and registers. Previous exposure to drafting and maintaining compliance policies is also necessary.

This role requires a knowledgebase of security and instrument types, proficiency in reviewing fund documentation, as well as FATCA/CRS knowledge.

This is a diverse opportunity to work in tight-knit compliance department, and correspond with counterparties in the US, at a renowned firm.

If you are interested in this fantastic opportunity, or similar positions, please contact Alex Folkard on 020 7557 7667 or email your CV to:  compliance&

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Venn Group is an equal opportunities employment business and employment agency and welcomes applications from all candidates.