Internal Auditor- Global Markets- Associate Internal Auditor- Global Markets- Associate …

Nomura
in London, England, United Kingdom
Permanent, Full time
Last application, 20 Jun 19
Negotiable
Nomura
in London, England, United Kingdom
Permanent, Full time
Last application, 20 Jun 19
Negotiable
Internal Auditor, managing Global Markets Trading, & Sales, Investment Banking and Asset Management in EMEA.

Responsibilities:

  • Conduct Front-to-Back internal audits of all business areas across Global Markets Trading & Sales, Investment Banking, and Asset Management in EMEA.
  • Involved at all stages of audits including audit planning, fieldwork, and reporting findings and agreeing action plans with key auditees.
  • Working as part of a team in conducting integrated audits, involving Risk Management, Technology, Compliance, and Data Analytics subject matter experts.
  • Perform Continuous Monitoring, including maintaining relationships with key auditees and evaluating any changes in the risk profile of the departments which might result in a change in the audit plan, risk assessments or audit universe.
  • Complete risk assessments, at least annually, across the Wholesale Division and Asset Management, using the departmental risk assessment methodology.
  • Carry out special projects, ad hoc investigations and advisory work where required.

Skills and Requirements:

  • Background of Auditing Global Markets, Investment Banking and / or Asset Management in a major financial institution.
  • Knowledge of financial products, including derivatives (swaps, options) and associated risks.
  • Ability to forge strong relationships with senior auditees and influence control initiatives
  • Strong analytical skills with the ability to identify key risks and formulate audit test plans
  • Sound judgement on the criticality and impact of issues raised
  • Confident manner and strong communication skills, both oral and written
  • Strong project management skills, consistently delivering to deadlines

For more inforamtion please apply here....

Close