Head of Markets Compliance
A very prestigious boutique investment bank is looking for a head of markets compliance, they are looking for someone who can be the day to day compliance point of contact for the business. This individual work very closely with the head of compliance and liaise closely with the wider compliance team. This will be a fast paced role looking at complex deals as well as dealing overseeing day to day sales and trading activities.
Brief Summary of Job
Compliance advisory role with responsibility for Firms' activities in equities markets. The role-holder will cover our Sales/Sales Trading and Trading desks.
Summary of Main Tasks and Responsibilities
Required Knowledge and Experience
With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.
Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.
We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.