Head of Compliance **EXCLUSIVE RETAINED INSTRUCTION** Head of Compliance **EXCLUSIVE RETAINED  …

Compliance Professionals
in London, United Kingdom
Permanent, Full time
Last application, 18 Sep 21
Up to £150,000 pa
Compliance Professionals
in London, United Kingdom
Permanent, Full time
Last application, 18 Sep 21
Up to £150,000 pa
Posted by:
Marcus Courtney • Recruiter
Posted by:
Marcus Courtney
Recruiter
Our client is an international corporate bank covering lending, project finance and real estate activities.

THE RESPONSIBILITIES:

  • Focal point for all activity at the London Branch relating to anti-money laundering matters.
  • AML advisor on and handling of financial crime-related issues / London Branch activities;
  • Combating terrorist financing: Oversight of the implementation of effective AML/CTF systems, policies and procedures
  • Monitoring the adherence to policies and procedures in place in relation to AML/CTF issues;
  • Providing appropriate AML/CTF training for all staff and maintaining related training records;
  • AML / CTF reporting: policy breaches pursuant to internal guidelines and maintaining respective records;
  • Writing necessary external reports e.g. to the National Crime Agency;
  • Responsible for presenting compliance related topics such as ML, CTF, sanctions/embargo and latest market developments
  • Identification, analysis of compliance risks, processes and monitoring measures London Branch
  • Development of internal compliance requirements / management framework / monitoring of compliance matters
  • Performance of regular controls
  • Implementation of rules and reporting in accordance with Bank Reporting requirements
  • Training: Conduct Compliance / all staff
  • Compliance with internal regulations and specifications

 

EXPERIENCE REQUIRED:

  • Familiar with the FCA rulebook and branch specific requirements and under the SMCR
  • Current or recent holder of the SMF16/17 or both ,or operating as a deputy to a Head of Compliance with a willingness to step into a registered role
  • Knowledge of German regulatory requirements idealy  in relation to the London Branch’s business, familiar with the latest Brexit related discussions
  • Willingness to learn and keep up to date with regulatory matters
  • Networking skills (internal and external)
  • Accurate, analytical and logical mind-set
  • Excellent interpersonal skills, confident, organised, convincing and persistent.
  • High level of self initiative,
  • German language skills desirable
  • Able to organise and run projects/tasks
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