Head of Compliance Advisory

  • Location: London, England, United Kingdom
  • Salary: Up to GBP100000.00 per annum
  • Job Type: Full time

Head of Compliance Advisory My client are looking for an experienced Compliance candidate to perform the above role. This is a great opportunity to help grow a new part of their business.

The role:

The purpose of this role is to undertake second line assurance activity in the form of management of compliance advisory services.

To provide regulatory advice and oversight support to the business and assist the Head of Compliance in ensuring that the regulated firm, its employees and key stake holders all conduct their business in accordance with the relevant regulations and standards.

Provide lead compliance advisory support and guidance

Provide best market practice compliance advisory and oversight services on a risk basis to the front office and dealing teams

Manage compliance registers and analytics

Manage regulatory training and development across the business

Produce all required regulatory reporting

Work closely with the central Risk team and build strong relationships throughout the business and the wider Group

Identify any concerns or issues promptly and escalate accordingly

Keep abreast of all relevant regulatory asset management market changes

Manage, support and develop the Advisory Compliance team to ensure team objectives are met

Experience required:

Senior experience in a compliance and/or regulatory support role in the UK

Extensive experience of asset management/investment management

Strong knowledge of investment products and instruments

Strong knowledge of investment lifecycles

Experience of working with front office order management systems, rule coding and monitoring (Thinkfolio or equivalent



McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.
London, England, United Kingdom London England GB