Head of Compliance - Boutique Investment Manager

  • 100k+
  • London, England, United Kingdom
  • Permanent, Full time
  • Non-disclosed
  • 21 Apr 19

A unique opportunity to join a growing Investment Manager in their Compliance function to direct and lead their growth in the UK and abroad.

You will be based in London and responsible for:

  • Span of responsibilities includes the Markets in Financial Instruments Directive II (MiFID II), European Market Infrastructure Regulation (EMIR), Market Abuse Regulation (MAR), Regulation on Energy Market Integrity and Transparency (REMIT) and our regulatory status under the Financial Services and Markets Act (FSMA) and Regulated Activities Order (RAO)

  • One or two direct reports, with potential for expansion based on business needs

  • Responsibility covers financial regulation (Financial Conduct Authority) and energy (Ofgem and ACER)

  • Detailed interactions with: Trading, Commercial, Risk and Treasury teams; Group Legal, Strategy, Regulatory Policy and Corporate Compliance teams; Corporate Affairs SLT; Currency and Commodity Risk Management Committee and Group Operational Risk Management Committee

​You will be:

  • Educated to degree level with extensive relevant experience operating at this level
  • Likely to have been in a senior role within an energy company with a financial trading capability or a FCA regulated trading company
  • Detailed knowledge of regulation in relation to wholesale physical and financial markets and experience of managing a team of specialists
  • Autonomous worker willing to take responsibility for their own decisions and challenge senior management as a champion of best compliance practice