Head of Compliance Head of Compliance …

Barclay Simpson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
competative
Barclay Simpson
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
competative
Barclay Simpson
Head of Compliance FX Brokerage

Head of Compliance 

FX Brokerage

London

Salary Negotiable

 

 

My client are a Commercial FX Brokerage. They have grown massively and are looking for a dedicated Head of Compliance CF10/11 to come on board. The current HOC is taking a step up.

Ideally, you will have compliance exposure in FX trading as Head of Compliance. Or you will be a deputy head of compliance looking to take the next step. The FCA registration and oversight of the compliance team is a key part of this role so gravitas and ability to deal with senior stakeholders as a compliance SME as well as lead a team is vital.

The role responsibilities are as follows...
Policies & procedures
Compliance culture
Reg requirements & developments
Training
Compliance Change
Compliance reporting
Compliance Monitoring
Regualtory understanding of CASS, MIFID (EMIR), PSD2 etc...

Salary is negotiable dependent on experience.

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