Head of Compliance
My client are a Commercial FX Brokerage. They have grown massively and are looking for a dedicated Head of Compliance CF10/11 to come on board. The current HOC is taking a step up.
Ideally, you will have compliance exposure in FX trading as Head of Compliance. Or you will be a deputy head of compliance looking to take the next step. The FCA registration and oversight of the compliance team is a key part of this role so gravitas and ability to deal with senior stakeholders as a compliance SME as well as lead a team is vital.
The role responsibilities are as follows...
Policies & procedures
Reg requirements & developments
Regualtory understanding of CASS, MIFID (EMIR), PSD2 etc...
Salary is negotiable dependent on experience.