GlobalLink EMEA Chief Compliance Manager, VP GlobalLink EMEA Chief Compliance Manager, VP …

State Street Corporation
in London, England, United Kingdom
Permanent, Full time
Last application, 06 Apr 20
Competitive
State Street Corporation
in London, England, United Kingdom
Permanent, Full time
Last application, 06 Apr 20
Competitive
State Street Corporation
GlobalLink EMEA Chief Compliance Manager, VP
State Street Global Markets (SSGM) Compliance team is looking for an experienced compliance professional to join their advisory team to act as the EMEA Chief Compliance Officer of their GlobalLink business. GlobalLink operates two FX Multilateral Trading Facilities ("MTF"), namely FX Connect MTF and Currenex MTF, a money market subscription platform (FundConnect) and a leading trade cost analysis solution (BestX). As such, the role offers the successful applicant an opportunity to work closely with regulators in the EMEA region, as well as senior members of the Compliance leadership team and business management throughout the EMEA region and globally. Reporting in to the Head of EMEA Global Markets Compliance, this position is a role which will lead the advisory compliance function of GlobalLink in EMEA.

Key responsibilities:
  • Act as SME for the provision of regulatory advice for the GLobalLink business and the marketing thereof across EMEA;
  • Collaborate with other members of the Compliance department in relation to compliance issues on a global basis;
  • Support the business in responding to participant enquiries, providing guidance in relation to the operation of the MTF and its Rulebook;
  • Oversee the results of market supervision, including surveillance of trading activity on the MTF;
  • Advice the business about relevant Compliance Risks to guide the prioritization of efforts needed to manage such risks;
  • Monitor, analyse and interpret regulatory changes and work alongside the business to ensure compliance with new regulations;
  • Develop and sustain strong productive day-to-day relationships with internal and external stakeholders;
  • Coordinate the response to EMEA regulatory exam findings, including tracking and monitoring completion of the recommendations;
  • Oversee the execution of required monitoring activities executed by the Compliance Risk Monitoring team;
  • Act as primary liaison with the MTF Supervision team at the FCA and other regulators in EMEA;
  • Ensure that appropriate compliance-related management information is produced and reviewed at appropriate intervals;
  • Work closely with management to establish an appropriate compliance culture throughout the business units.

Position Requirements:
  • Educated to university degree level or equivalent;
  • Highly organised and efficient, with the ability to multi-task and meet tight deadlines with a high degree of flexibility and excellent time-management skills;
  • Extensive experience in managing regulatory inspections/examinations in a financial services environment. Substantial experience with operating a Multilateral Trading Facilities and dealing with the UK Financial Conduct Authority or other European regulators would be a distinct advantage;
  • Experience of managing people in a small team environment and coordinating globally across teams within the same department and other departments throughout the group. Experience of working with, advising and influencing senior members of other departments and global leadership;
  • Excellent drafting and communication, skills with great attention to detail.
Company Overview

From technology and product innovation to corporate responsibility and community development, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people - strengthening markets, building communities and creating opportunities for growth.

We owe that longevity to the commitment, expertise and creativity of our employees. Our continued success depends on our ability to attract and develop the best talent in the industry. That's why we're keenly focused on employee development, corporate citizenship and inclusion.

For us, success comes in the mark we make as an organization - for the industry, our clients, our communities and each other.

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