Funds Governance Manager Funds Governance Manager …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Negotiable
Pure Search
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Negotiable
The Funds Governance Manager will be working on the funds side of the global wealth and investment management business, working as part of a wider Risk and Compliance team, reporting into the Head of Conduct.

Key responsibilities:

  • Ensuring communication between the ACD and the firm is effective and documented.
  • Interpret monthly MI and maintain issues log for any breaches.
  • Provide technical funds advice to the firm.
  • Act as technical specialist for the funds space.
  • Work together with regulatory updates team and use interpretations for funds-related regulatory changes.
  • Resolve any issues between the two entities.
  • Provide training on funds, when required to the wider business.

Key Skills:

  • Minimum of 3 years detailed funds experience in a risk, compliance or operational context.
  • Detailed knowledge of the rules set out in COLL and FUND.
  • Technical knowledge of investment activities and products in relation to funds industry
  • Knowledge of Operational Risk would be an advantage.
  • Knowledge of FCA handbook would also be an advantage.
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