Financial Services Regulatory Solicitor / Associate - Wealth Management Financial Services Regulatory Solicitor /  …

Miryco Consultants Ltd
in London, United Kingdom
Permanent, Full time
Last application, 07 May 21
£70,000 - £90,000
Miryco Consultants Ltd
in London, United Kingdom
Permanent, Full time
Last application, 07 May 21
£70,000 - £90,000
Posted by:
Russell Mills • Recruiter
Posted by:
Russell Mills
Recruiter
Miryco Consultants is working with a globally recognised legal business looking for a Solicitor/Associate to join their Regulatory, Compliance and Investigations team in London.

You will be working closely with the Firm's lawyers and regulatory consultants who have a particular interest and expertise in the retail investments space (i.e. Wealth Management). 

 

This is a mixed contentious and non-contentious regulatory role focussing on Wealth Management and a background in this area will be key to the finding the correct candidate.

 

Typical instructions include:

  • Structuring and advising on transactions (and corporate restructuring);
  • Advising on distribution arrangements involving adviser charges and inducement considerations and reviewing/drafting the relevant introducer, intermediary and client agreements;
  • Advising on product terms and arrangements such as SIPPs and platforms;
  • Supervisory correspondence with the FCA and advising firms on responses; and
  • Dealing with FCA information requests, thematic reviews, Skilled Person's reviews and Enforcement cases involving wealth management

 

Required:

 

  • Qualified lawyer, with financial services technical expertise in Wealth Management
  • Significant interest in and some knowledge of or experience in advising clients on the retail investments sub-sector including applying the FCA Handbook (COBS) and MiFID II and/or advising IFAs, SIPP providers, investment platforms, wealth managers etc 
  • Effective client communication skills in conversational speech, writing, and public speaking 

 

Location: Central London

 

“Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills. “

 

For similar roles, please visit www.miryco.com

More Jobs Like This
See more jobs
Close
Loading...
Loading...