Financial Crime Compliance Monitoring Officer – Investment Banking

  • Attractive
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Altus Search
  • 31 Aug 18 2018-08-31

Our client, a leading international financial institution is looking for a Financial Crime Compliance Monitoring Officer to coordinate and complete thematic and deep dive reviews across their business. The individual would help to develop and support the implementation of policies and procedures.

Ref: 853ASI

Title: Financial Crime Compliance Monitoring Officer – Investment Banking

Location: London

Salary: Attractive

Date: 31st August 2018

Our client, a leading international financial institution is looking for a Financial Crime Compliance Monitoring Officer to coordinate and complete thematic and deep dive reviews across their business. The individual would help to develop and support the implementation of policies and procedures.

Duties Include:

Supporting and assisting senior management in adherence to applicable laws and regulations as well as to high standards of business and ethical integrity

Risk assessment for high risk escalations, including Money Laundering, Sanctions, Bribery, corruption and internal failings. 

Monitoring and reporting on compliance with applicable laws, regulations and standards.

Investigating and reporting on any suspected breach of applicable standards

Develop and embed appropriate controls, policies and procedures to manage financial crime risk.

Help ensure relevant and reliable management information on KYC issues is delivered to senior management on a timely basis.

Follow KYC requirements to take on new high-risk clients. 

Assist in the development and delivery of ABC identification and monitoring of high risk clients.

The preferred candidate will ideally have financial crime compliance background with knowledge of financial crime compliance issues from investment banking. You will possess excellent communication and interpersonal skills to deal with management in United Kingdom and Abroad.  

If you are interested in this opportunity, please email your C.V. to contact@altussearch.co.uk or call on +44 20 7430 1831 for a confidential discussion.

Altus Search Ltd is acting as an employment agency in relation to this role.