Control Room / SMCR Compliance Officer Control Room / SMCR Compliance Officer …

Black Swan Group
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Up to GBP80000 per annum
Black Swan Group
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
Up to GBP80000 per annum
A well known, international Investment Bank, are looking for someone to take the lead on their control room & SMCR registrations piece within compliance. This is a fantastic opportunity for someone with proven experience in these areas to take on a leadership role and mould the department in their own image.

In this role your responsibilities will include;

  • Setting the strategy, direction, and leadership for the European Control Room
  • Updating the Control Room processes and policies to ensure compliance with relevant laws and regulations
  • Approval, logging and rejection of PA Dealing requests
  • Ensure the control room is fit for purpose in regards to the identification of conflicts
  • Create and maintain a robust SMCR framework
  • Liaise directly with the FCA and PRA on all SMCR issues.
  • Registering and de-registering all of the firm's senior managers and Non-Executive Directors
  • Providing advice and training on all SMCR related issues
  • Management of one full time member of staff

We are looking for someone with the following experience;

  • Proven control room experience, preferably 5+ years.
  • Up to date SMCR knowledge
  • Proven track record in building relationships across multiple functions (Legal, HR, Finance etc)
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