Control Room Surveillance Analyst, London

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Barclays UK
  • 30 Nov 17 2017-11-30

About Surveillance Across Trade Surveillance, Electronic Communication Surveillance and Control Room Surveillance, the team conduct surveillance of electronic communications and transactions, identify breaches of regulatory requirements and firm policies, detect emerging trends, and promote pro-active surveillance.

Role Purpose

The role will focus on monitoring the Control Room Surveillance program for EMEA across the Barclays enterprises in all monitored regions, in accordance with relevant regulatory and legal requirements, firm policies and industry best practices. He or she will primarily provide coverage for the team in London, and on occasion be asked to provide coverage to the team in New York.

Key Accountabilities

  • Conducting daily analysis of Firm-wide information barrier surveillance
  • Identify and escalate potential breaches of regulatory rules, firm policies,and the misuse of MNPI
  • Assisting with the development, drafting and integration of processes and procedures
  • Liaise regularly with other Compliance and Risk areas, including the other Global Surveillance functions, Product Compliance and other areas as required.
  • There may be the requirement for the role holder to assist other regional Control Room Surveillance teams when required.
  • Assist the Control Room Surveillance Team with designing and developing complex surveillance models that have a strong focus on information barrier breaches.
  • Assist the Control Room Surveillance Team to define criteria and help create models utilizing business and statistical concepts for logic functionality.

Essential Skills:

  • Degree or equivalent experience
  • Strong Surveillance experience in an Investment Bank or Regulator preferred
  • Working knowledge of using mainstream Surveillance systems preferred, e.g. Actimize, SMARTS
  • Good understanding of UK regulatory environment
  • Familiarity with diverse product types (e.g. Fixed Income, Equities, Derivatives, etc.) and Control Room

Desired skills:

  • Ability to multi-task and manage projects while completing daily tasks and responsibilities
  • Assertive and confident manner
  • Team player

About Us

Barclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US.

With over 325 years of history and expertise in banking, Barclays operates in over 40 countries and employs approximately 130,000 people. Barclays moves, lends, invests and protects money for customers and clients worldwide.

Your Application

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Barclays Values & Diversity

Dynamic working gives everyone at Barclays the opportunity to integrate professional and personal lives, if you have a need for flexibility then please discuss this with the hiring manager. We are an equal opportunity employer and we are opposed to discrimination on any grounds. It is the policy of Barclays to ensure equal employment opportunity without discrimination or harassment on the basis of race, colour, creed, religion, national origin, alienage or citizenship status, age, sex, sexual orientation, gender identity or expression, marital or domestic/civil partnership status, disability, veteran status, genetic information, or any other basis protected by law.