Control Room Compliance - Senior Analyst Control Room Compliance - Senior Analyst …

Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 15 Jun 21
Competitive
Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 15 Jun 21
Competitive
Macquarie Group
Control Room Compliance - Senior Analyst
Are you a specialist within a Control Room function? Come and join Macquarie's Risk Management Group as a Senior Analyst and progress your career!

This is an excellent opportunity for a motivated individual to join our team and take on the following key responsibilities:
  • Deal management including liaising with the Operating Groups to track the status of transactions
  • Review and clearance of investment research which have been escalated to the Control Room
  • Manage the Restricted List and Watch List
  • Facilitating Information Barrier crossings from initial request to the resumption of normal duties and maintenance and administration of associated systems
  • Monitoring and reporting of substantial shareholding positions
  • Takeover Code reporting
  • Review and maintain insider lists as required by MAR
  • Assisting in other compliance tasks as required to achieve team objectives

You will ideally have recent experience in an investment banking, legal or regulatory environment, preferably with experience in Control Room, Private Side Advisory, Surveillance or Research Compliance. This role will require you to work through tasks systematically and monitor your own work to ensure consistency and timelines. You will have a high level of engagement and the opportunity to participation in discussions about compliance policy and strategy.

If you have a strong attention to detail and good writing skills, which are a must for report writing and analysis, this role is for you! Apply now!

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and an inclusive workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of 'empowering people to innovate and invest for a better future', we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Joining Macquarie means you'll be able to work in a way that suits you best. With the right technology, support and resources, our people can work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

Company Overview

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

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