Control Room Compliance - FTC maternity cover Control Room Compliance - FTC maternity cover …

Goodman Masson
in London, England, United Kingdom
Contract, Full time
Last application, 29 Jun 20
GBP65000 - GBP75000 per annum
Goodman Masson
in London, England, United Kingdom
Contract, Full time
Last application, 29 Jun 20
GBP65000 - GBP75000 per annum
Purpose Contributes to the overall success of the Compliance department in the UK ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures.

Accountabilities

  • Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
  • Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.

General Competencies

  • Good working knowledge of UK and European regulatory rules and principles and how these apply to a Control Room
  • Good understanding of the firm's business practices, organizational structure, policies and procedures
  • Superior knowledge of Microsoft applications (including Word, Excel and Power Point)

and familiarity with the internet and related applications as tools for conducting compliance related research

  • Strong analytical skills and a keen eye for detail
  • Good time management and the ability to perform work to a high standard of accuracy under time pressure. Capable of simultaneously handling multiple tasks and meeting stringent deadlines
  • Well-developed interpersonal skills in order to provide a high level of service and maintain working relationships with assigned client groups and team members
  • Able to recognize and handle sensitive and confidential information

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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