Consultant

  • GBP70000 - GBP80000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 20 Oct 17 2017-10-20

My client a leading global provider of compliance consulting services to the asset management and securities industry is currently looking to hire an experienced compliance professional to join their Compliance Consulting business. We are looking for a good buy side Generalist with solid monitoring skills.

My client a leading global provider of compliance consulting services to the asset management and securities industry is currently looking to hire an experienced compliance professional to join their Compliance Consulting business. We are looking for a good buy side Generalist with solid monitoring skills.

Role Responsibilities
* Provide clients with responsive regulatory advice and solutions
* Update clients on regulatory change and how it impacts their business
* Draft manuals and other compliance documentation for clients
* Set up relevant compliance infrastructure for clients
* Carry out regular compliance monitoring reviews onsite with clients, and subsequently write compliance monitoring reports
* Lead compliance project assignments across a diverse range of clients

Candidate Profile
* Proven compliance expertise gained over a number of years across:
* Compliance consultancy
* Asset / Investment Management
* Hedge funds
* Private Equity
* Ability to implement solutions to address the regulatory requirements of the client
* Sound knowledge of FCA handbooks
* Experience of monitoring and the ability to develop compliance monitoring programmes and techniques
* Strong client facing ability
* Excellent oral and written communication skills

Preferred Skills
* Developed their compliance expertise on the buy-side, ideally with a focus on asset management, hedge funds, etc
* Generalist experience as opposed to niche exposure (i.e. financial crime)
* Experience of running and developing compliance monitoring programmes
* Solid knowledge of the rules / handbooks
* Experience of MiFID2 beneficial