Conflicts Manager, Central Compliance Conflicts Manager, Central Compliance …

Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
£80,000 - £90,000
Eximius Finance
in London, England, United Kingdom
Permanent, Full time
Be the first to apply
£80,000 - £90,000
A Conflicts Manager, Central Compliance Role at a leading Investment Bank. This is a senior Associate Director level, looking for a candidate with significant conflict management experience as well as Private side (IBD) exposure.

Responsibilites:

UK:

  • Daily management of UK and associated regions’ conflicts management function across multiple Business lines, including implementation of transaction-specific “information boxes”, internal cleansings and wall-crossings, internal cross-Business chaperoning (as required) and maintaining the Conflicts Register.
  • Liaison with Compliance Business Advisory leads on deal-specific conflicts reviews
  • Contribution to compliance training programme, including on the Market Abuse Regulation and regulatory conflicts management rules, and compliance inductions to the Business

Group:

  • Co-ordinate with Compliance colleagues globally to disseminate good practice and encourage consistency of approach between regions
  • Participate in other projects to enhance and further develop existing compliance processes
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