FINANCIAL SERVICES RECRUITMENT

LONDON | NEW YORK

JOB SUMMARY

Compliance and Operations Officer

My client, a Fintech Payments firm, is seeking a Compliance and Operations Officer to join their rapidly growing company. The ideal candidate will manage Compliance functions and key operations responsibilities within the business. The ideal candidate will have experience of working in a fast paced environment in the FX industry. A working knowledge of FCA and AML regulations is a necessity.

JOB TEXT

My client, a Fintech Payments firm, is seeking a Compliance and Operations Officer to join their rapidly growing company. The ideal candidate will manage Compliance functions and key operations responsibilities within the business. The ideal candidate will have experience of working in a fast paced environment in the FX industry. A working knowledge of FCA and AML regulations is a necessity.

Duties will include, but not limited to:

* Managing on-boarding for private, corporate clients and introducers.
* Responsible for carrying out KYC, AML checks for existing and new accounts.
* Managing ongoing monitoring of all our active clients and screening all transactions against Sanctions and PEP checks (via online portals).
* Assisting in the establishment and maintenance of Anti-Money Laundering controls and compliance monitoring program.
* Assisting in the audit process conducted by the bank and other regulatory bodies.
* Responsible for proper record keeping and dealing with ad-hoc requests from clients and internal teams.
* Support the business and MLRO in all compliance related matters.
* End-to end life cycle management for settlement, payments and reconciliation.
* Act as point of contact for all client settlement and payment queries.
* Responsible for managing communication with banking provider as well as liquidity providers to deliver smooth and efficient settlement process for clients.
* Dealing with ad hoc client, trading desk and sales team requests.
* Preparing end of day reports and managing records in Salesforce and other internal systems.
* Assisting in project work and streamlining current operational processes to support firm's growth phase.
* Ability to work with data and numbers and assisting in the technological projects to streamline business functions.

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  • GBP30000.00 - GBP40000.00 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 2019-04-16