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Eximius Group

Compliance Testing Officer - VP

Eximius Finance London, United Kingdom
Posted 3 days ago Hybrid Job Permanent £80k - £110k
L
Posted by
Lee Barnish
Recruiter
The Compliance Testing Officer will be part of the London Wholesale Banking Compliance Testing team responsible for assessing compliance risks and controls implemented by the first and second lines of defence, including performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks; reporting and escalating control issues and any violations of laws or breaches of policy.

Requirements:

·    Minimum of 5 years of experience in internal and/or external audit, compliance testing team or a similar function within the financial industry

·    Extensive experience in compliance test planning, processes and controls design assessments, controls operating effectiveness testing, transactional testing, surveillance systems, and reporting activities

·    Strong interpersonal skills with the ability to both work independently and collaboratively and with people at all levels of the organization

·    Advanced analytical skills

·    Intermediate knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures

·    French would be an advantage

·    Degree educated or equivalent

Job ID  LBAS086712
ABOUT COMPANY
London, United Kingdom
HR & Recruitment
Eximius Group helps business in the financial services, legal, technology, business support and energy sectors attract the best talent. Eximius Finan...
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