Compliance Senior Manager (6 month fixed term contract) Compliance Senior Manager (6 month fixed term  …

Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 23 Jun 21
Competitive
Macquarie Group
in London, United Kingdom
Permanent, Full time
Last application, 23 Jun 21
Competitive
Macquarie Group
Compliance Senior Manager (6 month fixed term contract)
An excellent opportunity for someone with your experience to join our Regulatory Risk team as a Compliance Analyst or Senior Analyst on a 6-month fixed term contract basis has arisen. The Regulatory Risk team is responsible for regulatory horizon scanning, managing relationships with regulators and the regional coordination of policies, employee compliance, regulatory reporting, licensing, Board and management reporting.

In this role, you will support the Senior Manager in Compliance to deliver several business-as-usual processes and upcoming continuous improvement initiatives. These will include: the EMEA fitness and propriety standard (including the UK Certification Regime); the EMEA policy governance framework; employee compliance oversight, including approvals of outside business activity and gift and entertainment; complete and accurate preparation of regulatory reports; compilation of the regulated entity Board reports cycle on behalf of the Regional Head of Compliance; maintenance of certain intranet and website Compliance content; and managing the team's mailbox.

Given the breadth of coverage and speed of regulatory change, the role will suit you if you have a well-developed risk management mindset and problem-solving skills and a strong achievement drive. Daily interaction with stakeholders at all levels across all Macquarie's businesses means that ability to engage, advise and influence others are key attributes for this role, while foundational knowledge of the SM&CR, MiFID, AIFMD, GDPR and MAR is desirable.

If you are ready to join a global organisation and take your career to the next level, apply now online.

About the Risk Management Group

The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and an inclusive workplace enables us to embrace that diversity to deliver more innovative and sustainable solutions for our people, clients, shareholders and communities. At Macquarie, you'll be encouraged to be yourself and supported to perform at your best. If you're inspired to deliver on our purpose of 'empowering people to innovate and invest for a better future', we want you on our team. If you need adjustments made to the recruitment process, please reach out to your recruiter.

As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

Joining Macquarie means you'll be able to work in a way that suits you best. With the right technology, support and resources, our people can work in a range of flexible ways. Talk to us about what working arrangements would help you thrive.

Company Overview

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

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