Compliance Reviews

London, England, United Kingdom

A well respected banking organisation is looking for a Compliance Testing Officer to join their compliance department.  As part of the team you will work in a cohesive manner to ensure the business controls are fit for purpose and in line with regulatory obligations to the FCA. 

This role reports to a team lead within the reviews function.


Key responsibilities;

  • Provide expert technical advice in regards to compliance and its application of regulatory controls.
  • Planning and carrying out reviews of functions in accordance with the planned review schedule and on a thematic risk-based approach.
  • Providing compliance subject matter expertise and support for the monitoring team working with the team to identify adverse trends, poor controls and systemic risks
  • Drafting and issuing reports of each functional review
  • Recording and tracking the implementation of review recommendations
  • Presentation to senior management and the board.



Key skills;


  • Extensive experience in a public or private side desk reviews.
  • Experience working in relevant market/context, i.e. Background in compliance, preferably including Monitoring and Testing, Risk, Audit or Control Functions
  • Ability to undertake and support junior team members with branch reviews.
  • Self-awareness with confidence to work independently and take responsibility for own development


London, England, United Kingdom London England GB