Compliance Private Side Advisory Compliance Private Side Advisory …

My client, a leading Global Financial Services Advisory business, are recruiting for a Compliance Advisory specialist for the private-side Global Advisory (“GA”) Corporate Finance/M&A, Capital Markets and Investor Advisory divisions.

Experience
• Experience commensurate with a Vice-President or Assistant Director role, gained in a Tier 1 law firm (as an associate/senior associate solicitor preferably covering M&A and/or Capital Markets) and/or within the Legal or Compliance departments of an investment bank.
• Corporate transactional experience of UK Takeover Code and FCA Sponsor transactions, gained in a top tier law firm, or compliance or COO function of a financial services institution would be an advantage.
• Sound knowledge and understanding in relation to the UK Takeover Code, UK Listing Rules, the Transparency Rules, the Disclosure Guidance.