Compliance Officer (FTC) Compliance Officer (FTC) …

Compliance Professionals
in London, United Kingdom
Contract, Full time
Last application, 27 Nov 21
Up to £200k pro rata
Compliance Professionals
in London, United Kingdom
Contract, Full time
Last application, 27 Nov 21
Up to £200k pro rata
Posted by:
Marcus Courtney • Recruiter
Posted by:
Marcus Courtney
Recruiter
Our client is one of Europe’s largest fund managers focusing exclusively on investment in clean energy infrastructure.

THE RESPONSIBILITIES:

  • Provide business Compliance and MLRO point of contact, reporting back to the clients management and the Head of Compliance & Operational Risk, Europe & APAC;
  • Ensure the business implements the clients policies and procedures to meet its regulatory obligations and enhance its conduct risk culture in line with the clients wider group
  • To contribute to compliance and other reports when required ensuring that appropriate reporting is carried out in accordance with the FCA requirements;
  • Provide the business timely regulatory advice particularly in relation to MiFID II, AIFMD and Financial Crime requirements applicable for an Infrastructure investment manager; and
  • Undertake effective compliance monitoring in accordance with Compliance expectations and identified risks

 

EXPERIENCE REQUIRED:

  • Extensive compliance knowledge gained from reputable investment management companies;
  • Experience in a global organisation is advantageous;
  • Substantial experience of investment management Compliance within the Financial Services Industry
  • Preferably degree educated or equivalent;
  • The candidate will also take a keen interest in regulatory developments particularly those that impact clients;
  • Sound knowledge of regulatory requirements and principles especially, but not limited to, those set by the Financial Conduct Authority;
  • Good MiFID II and AIFMD knowledge.
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