Compliance Officer, Asset Management Compliance Officer, Asset Management …

Hays Financial Markets
in London, United Kingdom
Permanent, Full time
Last application, 17 Sep 21
bens/bonus
Hays Financial Markets
in London, United Kingdom
Permanent, Full time
Last application, 17 Sep 21
bens/bonus
Hays Financial Markets
UK arm of leading global asset manager seeks compliance professional to join its generalist team of five

UK arm of this leading global asset manager seeks a compliance professional to join its generalist team of five staff. Its product set is varied across equity, fixed income, multi asset and hedge funds with distribution via AIF's, UCITS and segregated accounts. Reporting into the Head of Compliance the role encompasses thematic monitoring, SMCR, market abuse, AML, regulatory developments and financial promotions. Candidates are sought with a minimum of five years' asset management/wealth management compliance experience including a detailed understanding of FCA rules (SYSC, COBS, MAR) as they relate to a manufacturer of funds and discretionary asset management.

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