Compliance Officer – FX Experience Required Compliance Officer – FX Experience Required …

CLARC Recruitment
in London, England, United Kingdom
Permanent, Full time
Last application, 08 Jul 20
£60K-£90K + Bonus & Benefits
CLARC Recruitment
in London, England, United Kingdom
Permanent, Full time
Last application, 08 Jul 20
£60K-£90K + Bonus & Benefits
We are recruiting for a rapidly growing fintech company who are looking for a Compliance Officer to join the business in a broad & varied role. An exciting opportunity for a candidate looking to make the next step up in their career with the potential for this position to be managing a team within a short period of time.

Main Responsibilities:

  • Providing advice across the whole business regarding applicable laws, rules, regulations and the firms policies and procedures.
  • Reviewing and advising on new business initiatives and transactions.
  • Overseeing and supporting the business with compliance and regulatory change projects.
  • Drafting and reviewing policies and procedures resulting from regulatory changes.
  • Drafting and issuing of anti-financial crime policies and procedures.
  • Deputising for the MLRO, as and when required.
  • Keeping up to date with regulatory changes in the UK & overseas.
  • Delivering face to face regulatory training to all members of the firm.

Job Requirements:

  • At least 5 years Compliance experience within a similar FX business.
  • Strong knowledge & understanding of relevant regulation including Market Abuse & MiFID II
  • Degree educated.
  • Relevant professional qualifications an advantage.
  • Self-motivated with an excellent eye for detail.
  • Excellent communication skills, both written & verbally.

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