Compliance Officer Compliance Officer …

Redstone Legal, Risk & Compliance Search
in London, United Kingdom
Permanent, Full time
Last application, 10 Apr 21
Competitive
Redstone Legal, Risk & Compliance Search
in London, United Kingdom
Permanent, Full time
Last application, 10 Apr 21
Competitive
Posted by:
Thomas Ian Eastwood • Recruitment Consultant
Posted by:
Thomas Ian Eastwood
Recruitment Consultant
Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private Banks, Boutiques, Family Offices, Hedge Funds, Producers, Trading Houses, Brokerages, FinTechs and more; Redstone Legal, Risk & Compliance Search can confidently offer you an edge in today’s volatile market.

Redstone Legal, Risk & Compliance Search are working with an energy broking firm that is looking to hire a senior compliance officer to join the London office.

Key Responsibilities / Tasks

  • Responsible for all compliance and regulatory matters with the group.
  • Dealing with regulatory inquiries from NFA, FCA, CFTC, in addition to other foreign regulators.
  • Drafting and implementation of firm policies.
  • Training and development of employees on compliance matters.
  • Reports into CFO.

Key Qualifications / Experience

  • 5 years of experience in a compliance focused role.
  • Bachelor’s Degree (legal, finance or business related).
  • Experience of dealing with NFA.
  • Bonus – experience working at a trading firm or brokerage.
  • Located in London.
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