Redstone Legal, Risk & Compliance Search focus on offering 360° search solutions across the globe for our prestigious client base. With our competitive coverage of Banks, Private Banks, Boutiques, Family Offices, Hedge Funds, Producers, Trading Houses, Brokerages, FinTechs and more; Redstone Legal, Risk & Compliance Search can confidently offer you an edge in today’s volatile market.
Redstone Legal, Risk & Compliance Search are working with an energy broking firm that is looking to hire a senior compliance officer to join the London office.
Key Responsibilities / Tasks
- Responsible for all compliance and regulatory matters with the group.
- Dealing with regulatory inquiries from NFA, FCA, CFTC, in addition to other foreign regulators.
- Drafting and implementation of firm policies.
- Training and development of employees on compliance matters.
- Reports into CFO.
Key Qualifications / Experience
- 5 years of experience in a compliance focused role.
- Bachelor’s Degree (legal, finance or business related).
- Experience of dealing with NFA.
- Bonus – experience working at a trading firm or brokerage.
- Located in London.