Compliance Officer

  • Highly competitive
  • London, England, United Kingdom
  • Contract, Part time
  • Cordium
  • 15 Jan 18 2018-01-15

Boutique investment firm based in the heart of the West End is seeking to engage an interim Compliance on a part-time basis.

This role covers a broad range of responsbilities and whilst the successful candidate will have teh full support of the business, it is a standalone role.

Key skills experience required:

  • Proven UK financial services compliance experience
  • Have been registered as CF10 & 11 in a similar firm or have operated at a similar level
  • Experience of operating in a smaller firm in a standalone capacity
  • Detailed working knowledge of Lux SICAV fund structures; knowledge of other fund structures and fund formation a plus  
  • Knowledge of DFSA regs (preferred)
  • Ability to understand compliance in other jurisdictions, usually with the guidance of external counsel or advisors
  • Responsible for preparation of all compliance reporting
  • Ability to interact and effectively present at Board level
  • Responsible for the production and presentation of reporting as required for Board meetings of both UK and Lux entities

The role is likely to require a time commitment of 1 - 2 days per week, although some flexibility may be required depending on peaks in workload.