Compliance Officer

  • £65000 GBP
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Lawbrook Finance
  • 20 Aug 18 2018-08-20

A leading global asset management/private equity hose are looking for an experience Compliance professional to undertake a generalist role.

Working with the Head of Compliance, your duties will include:

  • Identifying and analysing new regulations including MiFID II and AIFMD
  • Providing guidance on the FCA Handbook inclduing SYSC, COBS, COLL, FUND, CASS and SUP
  • Drafting and updating policies and procedures
  • Ensuring regulatory reporting and filing is completed
  • Ah hoc support on regulatory projects

You will have 2-3 years previous Compliance experience or be a junior lawyer with regulatory understanding. An understanding of MiFID II and AIFMD is key