For Recruiters

Compliance Monitoring for Top Tier Asset Manager in London

Black Swan Group
London, United Kingdom
Posted 2 months ago Permanent 50,000 - 65,000
This is an excellent opportunity for a compliance monitoring professional to join the the established monitoring function of a top tier Asset Management firm.

​In this role you will :

  • Liaise with the business and compliance teams on monitoring matters and advise on the monitoring reviews themselves.
  • Provide assistance to the compliance monitoring team and assist on performing monitoring reviews of the business.
  • Have high levels of interaction with Senior Management and key business stakeholders as required.

 

To be considered for this role you will have : 

  • Demonstrated experience in a compliance monitoring position previously, preferably in an asset management institution.
  • A strong understanding of the relevant FCA rules and regulations.
  • Have excellent communication skills both verbal and written as well as experience in writing reports within strict deadlines and to a high standard.

 

For more information on this role please call Tom Sullivan on 020 33018714

or email tom.sullivan@blackswangroup.com

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