This is an excellent opportunity for a compliance monitoring professional to join the the established monitoring function of a top tier Asset Management firm.
In this role you will :
- Liaise with the business and compliance teams on monitoring matters and advise on the monitoring reviews themselves.
- Provide assistance to the compliance monitoring team and assist on performing monitoring reviews of the business.
- Have high levels of interaction with Senior Management and key business stakeholders as required.
To be considered for this role you will have :
- Demonstrated experience in a compliance monitoring position previously, preferably in an asset management institution.
- A strong understanding of the relevant FCA rules and regulations.
- Have excellent communication skills both verbal and written as well as experience in writing reports within strict deadlines and to a high standard.
For more information on this role please call Tom Sullivan on 020 33018714
or email email@example.com