Compliance Monitoring and Testing Officer Compliance Monitoring and Testing Officer …

Carr Lyons
in London, United Kingdom
Permanent, Full time
Last application, 23 Sep 21
Competitive
Carr Lyons
in London, United Kingdom
Permanent, Full time
Last application, 23 Sep 21
Competitive
Posted by:
Taq Hussain • Recruitment Consultant - Compliance and Financial Crime
Posted by:
Taq Hussain
Recruitment Consultant - Compliance and Financial Crime
Carr Lyons are currently working alongside an international investment manager in London to recruit a Compliance Monitoring and Testing Officer.

As a Compliance Monitoring and Testing Officer you will be responsible for conducting thematic reviews of various business policies and frameworks, identifying and advising on gaps.

You will also be responsible for:

  • Remediating issues identified in the reviews as well as delivering annual Compliance monitoring plan objectives.
  • Providing compliance training from time to time
  • Analysing M.I to further improve the compliance framework and CMP.

To be considered for this role you should have strong compliance monitoring experience gained in financial services.

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