Compliance Monitoring and Testing Officer Compliance Monitoring and Testing Officer …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 23 Jul 21
£70,000
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 23 Jul 21
£70,000
Posted by:
Lee Barnish • Recruiter
Posted by:
Lee Barnish
Recruiter
My client, a leading financial services firm in London, are recruiting for a Compliance Monitoring and Testing Officer to join their team. This position will play a vital role in delivering the control framework for an expanding and progressive business. Assisting the Compliance Monitoring Manager on a day-to-day basis, the candidate will perform a wide variety of activities, including testing, reporting, co-ordination, and other assurance functions.

Skills and Qualifications Required
▪ Demonstrable experience in a Compliance Monitoring & Testing role preferably gained within Compliance monitoring function in financial services
▪ Good knowledge and understanding of the Corporate Finance & Capital Markets, knowledge of relevant regulatory environment and applicability/mapping to the business.
▪ Good knowledge of FCA rules especially the Conduct of Business Sourcebook
▪ Integrity, high sense of discretion and confientiality
▪ Methodical, structured, and rigorous approach to delivery of reviews
▪ Strong problem solving and analytical skills
 

Eximius Finance logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...