Skills and Qualifications Required
▪ Demonstrable experience in a Compliance Monitoring & Testing role preferably gained within Compliance monitoring function in financial services
▪ Good knowledge and understanding of the Corporate Finance & Capital Markets, knowledge of relevant regulatory environment and applicability/mapping to the business.
▪ Good knowledge of FCA rules especially the Conduct of Business Sourcebook
▪ Integrity, high sense of discretion and confientiality
▪ Methodical, structured, and rigorous approach to delivery of reviews
▪ Strong problem solving and analytical skills