Compliance Monitoring and Testing Compliance Monitoring and Testing …

Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 15 May 21
GBP30000 - GBP80000 per annum
Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 15 May 21
GBP30000 - GBP80000 per annum
A global banking group are seeking two Monitoring and Testing specialists to join their team in London. One to be Officer level, and the other Manager level.

A global banking group are seeking two Monitoring and Testing specialists to join their team in London. One to be Officer level, and the other Manager level.

Responsibilities:

  • Support of the monitoring and testing program
  • Input into the development and maintenance of the Compliance testing reviews methodology and associated procedures
  • Maintenance of the UK Compliance annual and multi-year testing plan
  • Creation, maintenance and review of the UK Compliance monitoring log and review of the effectiveness of the monitoring
  • Plan and conduct desk-based compliance reviews to assess the effectiveness of the bank's policies and procedures to identify potential compliance gaps
  • On completion of any review agree a clear plan of action for resolution of all identified issues within agreed timescales and ensure that all issues are resolved as agreed
  • Track, assess and report on the status of remedial action identified within reports until resolved/concluded

Requirements:

  • Solid relevant compliance, audit or regulatory testing experience in a financial institution
  • Strong knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures

If you fit the job specification, please apply through the link or send your CV directly to me - lauren.ashwood@goodmanmasson.com

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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