FINANCIAL SERVICES RECRUITMENT

LONDON | NEW YORK

JOB SUMMARY

Compliance Monitoring Officer - Private Wealth

A top tier private bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This firm is rapidly growing and making its mark across the private banking sector.

JOB TEXT

A top tier private bank is looking for a compliance monitoring officer to join their dynamic team asap! A client-centric firm who are committed to ongoing development. This firm is rapidly growing and making its mark across the private banking sector.

Responsibilities include:
- Provide timely, accurate and comprehensive reports of monitoring findings to internal stakeholders.
- Ability to monitor and update compliance policies and procedures in line with FCA handbook.
- Building rapport with the business whilst continuously educating front office staff on regulatory changes and best practice across London and U.K. wide.
- Maintain awareness of regulatory changes and ensure that these are communicated and recommended to the Compliance Monitoring Manager, as well as reflected in the Compliance Monitoring Programme.

Role Requirements:
- Wealth management experience is essential.
- 3-5years experience working within a Compliance Monitoring team.
- Proficient in Excel, Word, PowerPoint.
- A good understanding of regulations.
- An analytical and enquiring mind, with the ability to use initiative.
- Self- starter with positive attitude, and the ability to quickly learn new processes.

A DIFFERENT APPROACH TO HUMAN CAPITAL MANAGEMENT
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  • GBP50000 - GBP55000 per annum + Excellent benefits + bonus!
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 19 Apr 18
London, England, United Kingdom London England GB