Compliance Monitoring Manager Compliance Monitoring Manager …

LMA
in London, England, United Kingdom
Temporary, Full time
Last application, 01 Oct 19
up to £500 per day
LMA
in London, England, United Kingdom
Temporary, Full time
Last application, 01 Oct 19
up to £500 per day
LMA Recruitment's client is a Bank in the City, looking for a Compliance Manager to provide effective compliance monitoring and advice to the business as part of the second line defence for the bank.

Responsibilities of this role include, but are not limited to:

  • Designing and implementing a compliance monitoring plan with the Head of Compliance
  • Carrying out compliance monitoring in line with the plan
  • Liaising with counterparties to obtain required documentation
  • Supporting the Head of Compliance in providing advice to the business
  • Assisting the head of compliance in maintaining policies to expected standards

Requirements for this role include, but are not limited to:

  • Ideally, use of Olympic and Dow Jones
  • Banking experience either in internal audit, compliance or a regulatory environment
  • Strong knowledge of FCA and PRA regulation (SYSC, BCOBS, SUP, PRIN etc)
  • Awareness and understanding of AML and compliance

 

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