Compliance Monitoring Manager

  • GBP325 - GBP375 per day
  • London, England, United Kingdom
  • Contract, Full time
  • Morgan McKinley
  • 11 Jan 18 2018-01-11

This role will report into the Compliance Monitoring Manager and work with the team to provide a compliance monitoring function for the Firm.

Main responsibilities:

  • To assist the development and execution of the risk based compliace monitoring programme.
  • Perform thematic, desk based reviews covering the key regulatory activities
  • To support the development of the annual regulatory risk assessment

Role requirements

  • Compliance monitoring experience
  • Background in the asset management industry.
  • Strong practical understanding of the FCA handbook and regulations.
  • Confident with strong communication skills to liase with different parts of the business.

Morgan McKinley is acting as an Employment Business in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.