Compliance Monitoring Analyst, Asset Management Compliance Monitoring Analyst, Asset Management …

Hays Financial Markets
in London, United Kingdom
Permanent, Full time
Last application, 18 Jan 22
Negotiable
Hays Financial Markets
in London, United Kingdom
Permanent, Full time
Last application, 18 Jan 22
Negotiable
Hays Financial Markets
Global asset manager and flagship subsidiary of a major institution seeks a Compliance Monitoring Analyst

Global asset manager and flagship subsidiary of a major financial institution seeks a Compliance Monitoring Analyst. The culture is fast paced, dynamic yet supportive fostering strong staff retention with opportunities to progress your career. As a key member of the team the job holder will provide assurance that regulatory risk is being adequately managed, alerting management of any breaches. Candidates are sought with a compliance background which must contain some 2nd line thematic monitoring or regulatory assurance duties. Experience in the asset/fund/investment/wealth management sector is preferable but wholesale banking also considered so long as topics such as Market Abuse, Conflicts of Interest and/or Best Execution have been reviewed.

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