Compliance Monitoring Analyst - Investment Manager
Salary: to £45k + bonus / benefits
Location: London, England, United Kingdom
Job Type: Full time
A global investment management are currently seeking a Compliance Monitoring Analyst to join their Compliance function in London...
A global investment management are currently seeking a Compliance Monitoring Analyst to join their Compliance function in London. The Compliance Monitoring team cover the activities of the UK and European based investment teams, including trading desks, fund managers and related support functions.
The Compliance Monitoring Analyst will provide support to the Compliance trade surveillance monitoring programme across all asset classes (equities, fixed income, FX and multi-asset), to ensure that the firm meets FCA COBS, MiFID II and MAR requirements.
Applicants should have prior experience in a compliance, audit or trade support function, with strong knowledge of equity / fixed income markets and experience of performing thematic monitoring reviews. The successful candidate will have a passion for developing a career within the investment management sector.