Compliance Monitoring - FTC - Hedge Fund Compliance Monitoring - FTC - Hedge Fund …

Goodman Masson
in London, England, United Kingdom
Contract, Full time
Be the first to apply
GBP30000 - GBP45000 per annum
Goodman Masson
in London, England, United Kingdom
Contract, Full time
Be the first to apply
GBP30000 - GBP45000 per annum
Compliance Monitoring - FTC - Hedge Fund

You will need:

  • A broad understanding of the alternative asset management industry;
  • An appreciation of the architecture of a control environment in a regulated industry;
  • Strong foundation and understanding of the current /future regulatory/legislative environment within the Financial Services Industry;
  • An understanding of the corporate legal function within a public company;
  • Experience of information flow and management information; and
  • A good understanding of risk management and internal control.

Specific tasks may include:

  • Assisting with compliance monitoring reviews and internal audit reviews;
  • Compiling and updating inside information lists;
  • Assisting in the review of various legal/regulatory developments;
  • Assisting with the production of appropriate management information/ reporting;
  • Company Secretary tasks;
  • Reading and analysing commercial contracts;
  • Board Risk Committee reporting project;
  • Analysing information to assess whether the key risks are being appropriately managed;
  • Records management; and
  • Ad hoc projects.

Specialist skills or qualifications required

  • Strong degree (2.1 minimum)
  • Numerate with some exposure to Regulation, Law or Accounting would be an advantage (although not essential). As would experience of MS Office (particularly Word and Excel).
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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