Compliance Monitoring

London, England, United Kingdom

My client is a top tier bank looking to appointment a Compliance Monitoring Officer to assist across a range of activities including reviews and implementation of regulatory compliance functions. This position offers great exposure to internal working of a credible and respected institution.

Responsibilities will include:

  • Deliver end-to-end compliance monitoring and testing.
  • Ensure resolution and escalation to seniors within a timely manner
  • Ensure implementation of recommendations/audit.
  • Adhoc duties as and when needed.

You will report directly to Compliance Risk Review Manager. An eye for detail will be needed when spotting and reporting issues along with a high level of professionalism when liaising with stakeholders.

Key Skills:

  • Experience in investment banking environment is strongly desired
  • Minimum of 1-2 years of conducting reviews in a bank
  • Knowledge of FCA rules
  • Critical thinking and problem solving
  • Strong communication skills with senior level management
  • Ability to work autonomously and within a group